Submissions

NZSA represents retail investors on many issues.  We’ll keep updating this page with our historical submissions – 2021 submissions are shown below.

Submission: NZSA response to Climate-related disclosures (CRD) – Director Signing Challenge for climate statements

Date Submitted:  January 31st 2024

To:   Financial Markets Authority

Tap/Click here to download submission

The NZ Shareholders’ Association (NZSA) appreciates the opportunity to present this submission on the proposals...

Submission: NZSA and NZX response to Takeovers Panel Consultation – Regulatory Alignment of Schemes and Code Offers

Date Submitted:  December 1st 2023

To:   Takeovers Panel

Tap/Click here to download submission

Regulatory Alignment of Schemes and Code Offers

The NZ Shareholders’ Association (“NZSA”) and NZX Limited (“NZX”)...

Submission: NZSA response to Finance and Expenditure Committee Consultation – Trust taxation

Date Submitted:  Jul 14th 2023

To:   Finance and Expenditure Committee

Tap/Click here to download submission

Taxation (Annual Rates for 2023-24, Multinational Tax, and Remedial Matters) Bill

The NZ Shareholders’...

Submission: NZX Consultation on Director Independence Policy Settings

Date Submitted:  Jun 30th 2023

To:   NZX (Policy Team)

Tap/Click here to download submission

NZSA response to NZX Consultation on Director Independence Policy Settings

The NZ Shareholders’ Association (NZSA)...

Submission: FMA Consultation on CRD Exemptions for Foreign-listed issuers

Date Submitted:  Apr 18th 2023

To:   Financial Markets Authority

Tap/Click here to download submission

NZSA response to FMA Consultation: Proposed exemptions for foreign listed issuers from climate reporting duties...

Submission: NZX ESG Guidance Note

Date Submitted:  Sep 30th 2022

To:   NZX (Policy Team)

Tap/Click here to download submission

NZSA response to NZX ESG Guidance Note Exposure Draft

The NZ Shareholders’ Association (NZSA) appreciates...

Submission: NZX Corporate Governance Code Consultation

Date Submitted:  Sep 30th 2022

To:   NZX (Policy Team)

Tap/Click here to download submission

NZSA response to NZX Corporate Governance Code Consultation

The NZ Shareholders’ Association (NZSA) appreciates the...

Submission: NZ Climate Related Disclosure Framework (Exposure Draft)

Date Submitted:  Sep 27th 2022

To:   External Reporting Board (CRD Team)

Tap/Click here to download submission

NZSA response to NZ Climate Related Disclosure Framework (Exposure Draft)

The NZ Shareholders’...

Submission: NZX Capital Raise Settings and Listing Options

Date Submitted:  Sep 14th 2022

To:   NZX Limited (Policy)

Tap/Click here to download submission

NZSA Submission on NZX Capital Raise Settings and Listing Options

The NZ Shareholders’ Association (NZSA)...

Submission: Climate-related Disclosures – Strategy and Metrics and Targets

Date Submitted:  May 2 nd 2022

To:   External Reporting Board (XRB)

Tap/Click here to download submission

NZSA submission to XRB on Parts 2-5 (Strategy, Metrics and Targets) of the...

Submission: NZX Code of Corporate Governance

Date Submitted:  January 28 th 2022

To:   NZ RegCo

Tap/Click here to download submission

NZSA response to NZX Consultation NZX Code of Corporate Governance

The NZ Shareholders’ Association (NZSA)...

Submission: Climate-Related Disclosures – Governance and Risk Management

Date Submitted:  November 22 nd 2021

To:   External Reporting Board (XRB)

Tap/Click here to download submission

NZSA response to NZCS1 – Governance and Risk Management

The NZ Shareholders’ Association...

Submission: NZX Mid-Point Order Book

Date Submitted:  August 23 rd 2021

To:   NZX

Tap/Click here to download submission

NZSA response to NZX Proposal to establish a Mid-Point Order Book

The purpose of this paper...

Submission: Proposed amendments to the Takeovers Act

Date Submitted:  August 12 th  2021

To:   Takeovers Panel

Tap/Click here to download submission

NZSA Submission:  Proposed amendments to the Takeovers Act, Takeovers Code and related legislation

NZSA is...

Submission: Review of Wholesale Investor Exclusion $750,000 Minimum Investment Exemption

Date Submitted:  May 2021

To:   Financial Markets Authority (FMA)

Tap/Click here to download submission

This submission focused on two exemptions: Kauri Bonds and other Unsubordinated Debt Securities

Review of Wholesale...

Submission: Class Action and Litigation Funding – Issues Paper

Date Submitted:  March 2021

To:   Law Commission

Tap/Click here to download submission

 

Class Action and Litigation Funding

The NZ Shareholders Association (‘NZSA’) represents retail investors and champions their...

Submission: Proposed guidance on KiwiSaver fees and value for money

Date Submitted:  December 14 th  2020

To:   Financial Markets Authority (FMA)

Tap/Click here to download submission

 

Proposed guidance on KiwiSaver fees and value for money

Do you agree...