Tag: FMA

Submission: Review of Wholesale Investor Exclusion $750,000 Minimum Investment Exemption

Date Submitted:  May 2021 To:  Financial Markets Authority (FMA) Tap/Click here to download submission This submission focused on two exemptions: Kauri Bonds and other Unsubordinated Debt Securities Review of Wholesale Investor Exclusion $750,000 Minimum Investment Exemption Reliance To what extent do you, your clients or your members rely on the wholesale investor notice exemption in relation…
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Submission: Proposed guidance on KiwiSaver fees and value for money

Date Submitted:  December 14th 2020 To:  Financial Markets Authority (FMA) Tap/Click here to download submission   Proposed guidance on KiwiSaver fees and value for money Do you agree with the factors we have identified as being relevant to an assessment of whether KiwiSaver fees are unreasonable? If not, please outline your reasons. We agree that the…
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