NZ Shareholders Members Area

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The latest 20 submissions concerning the New Zealand Shareholders' Association Inc. are shown below. Click on the links to view the submission concerned. Note you can search all correspondence and newsletters by using the search function above.

Review of Corporate Governance Reporting Requirements 01/10/2016
Review of Corporate Governance Reporting Requirements

 
NZSA submission to NZX on Price Sensitive Information 01/08/2016
NZSA submission to NZX on Price Sensitive Information

 
Enhancing Audit Quality in the Public Interest submission by the NZSA 16/05/2016
Enhancing Audit Quality in the Public Interest submission by the NZSA

 
NZSA RESPONSE Review of the Financial Advisers Act and the Financial Service Providers Act 2008 29/02/2016
NZSA RESPONSE Review of the Financial Advisers Act and the Financial Service Providers Act 2008

 
Briefing paper issued by MBIE on Financial Advisers/Review of Financial Advisers Act. 28/02/2016
Briefing paper issued by MBIE on Financial Advisers/Review of Financial Advisers Act.

 
NZSA RESPONSE of Corporate Governance reporting requirements within NZX 27/02/2016
NZSA RESPONSE of Corporate Governance reporting requirements within NZX

 
Document calling for submissions on Corporate Governance issued by NZX 26/02/2016
Document calling for submissions on Corporate Governance issued by NZX

 
Submission from NZSA On the review of NZX Market participant Rules 11/02/2016
Submission from NZSA On the review of NZX Market participant Rules

 
Feedback: Proposed exemption for offers made through AFAs providing personalised DIMS 08/10/2015
Feedback: Proposed exemption for offers made through AFAs providing personalised DIMS

 
Submission on NZX - Share and Unit Purchase Plans – Exemption Notice 2010 02/10/2015
Submission on NZX - Share and Unit Purchase Plans – Exemption Notice 2010

 
FMA Exemption Application – Combining Client and Broker Fund 20/08/2015
FMA Exemption Application – Combining Client and Broker Fund

 
Review of financial Advisers Act & Financial Service Providers Act 21/07/2015
Review of financial Advisers Act & Financial Service Providers Act

 
Email followup on : $750,000 min investment wholesale investor exclusion. 16/05/2015
Email followup on : $750,000 min investment wholesale investor exclusion.

 
Warning for $750,000 min investment wholesale investor exclusion. 15/05/2015
Warning for $750,000 min investment wholesale investor exclusion.

 
Financial Markets Conduct Regulations: Third Exposure Draft 01/06/2014
Financial Markets Conduct Regulations: Third Exposure Draft

 
Companies and Limited Partnership Amendment Bill 06/09/2012
Companies and Limited Partnership Amendment Bill

 
NZSA Commerce Select committee Oral Submission on FMC Bill 23/07/2012
NZSA Commerce Select committee Oral Submission on FMC Bill

 
NZSA submission on NZX’s proposed changes to Listing Rules on Gender Diversity & other changes (May 2012) 30/05/2012
NZSA submission on NZX’s proposed changes to Listing Rules on Gender Diversity & other changes (May 2012)

 
NZSA feedback (5/12) on FMA’s Revised Draft Guidance Note: Effective Disclosure 10/05/2012
NZSA feedback (5/12) on FMA’s Revised Draft Guidance Note: Effective Disclosure

 
NZSA Submission to the Commerce Select Committee on the Financial Markets Conduct Bill 27/04/2012
NZSA Submission to the Commerce Select Committee on the Financial Markets Conduct Bill